Podcast: Discussing the FCA's regulatory hosting consultation with IQ-EQ
Podcast: Discussing the FCA's regulatory hosting consultation with IQ-EQ
December 06, 2022
United Kingdom
United Kingdom
United Kingdom
In this podcast mini-series with IQ-EQ, Partners Ronald Paterson and Stefanie Sahla-Jones are joined by IQ-EQ’s Chair of Regulatory and Compliance, Andrew Shrimpton to share their thoughts on the UK Financial Conduct Authority's (FCA) regulatory hosting consultation.
Episode 2
With the implementation deadline looming, they discuss:
highlights from August's policy statement
the implications for AIFs and AIFMs
industry response to the enhanced AR rules
the implications of the the FCA's regulatory sandbox and the AR regime for start-ups
the impact of Consumer Duty rules
Information correct as at 6 December 2022.
Episode 1
Discussion points include:
the key proposals in the FCA's regulatory hosting consultation
the benefits of regulatory hosting
what appointed representatives need to do to comply with the FCA’s minimum expectations
Information correct as at 25 July 2022.
How can Eversheds Sutherland help?
Eversheds Sutherland is widely recognised as one of the leading advisers to the asset management and investment funds industry, with one of the leading fund, asset management and regulatory teams.
If you would like guidance on the FCA's new rules around regulatory hosting, please get in touch with your usual Eversheds Sutherland contact or contacts below.
IQ-EQ
IQ-EQ helps global investors focus on investing and preserving capital in a sustainable and compliant manner. To find out more about IQ-EQ's personalised investor services and ESG activities, please contact Andrew Shrimpton or visit their website.
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