Rahoituspalvelujen sääntely on paitsi monimutkaista myös alati kehittyvää. Asiantuntijamme avustavat sekä suuria että pieniä varainhoitajia, palveluntarjoajia, säilytysyhteisöjä, omaisuudenhoitajia, rahastonhoitajia, vakuutusyhtiöitä, varallisuudenhoitajia, yhtiöitä, eläkerahastoja, yhteisösijoittajia ja pankkeja.
Kansainvälisen verkostomme kautta olemme säännöllisesti yhteydessä eri maiden lainsäätäjiin, mikä auttaa meitä pysymään ajan tasalla myös uusista sääntely- ja lainsäädäntöhankkeista, jotka ovat vasta työn alla. Asiakkaiden tätä kautta saama hyöty on merkittävä.
Our lawyers have experience across a wide range of financial services regulation, including advising:
- management companies (including AIFMs), investment managers and investment managers on their respective regulatory obligations, agreements (including service level agreements), distribution and marketing requirements and shareholder arrangements
- on the re-organization of a major bank’s depositary business from the UK, Ireland and Luxembourg and to a branch of an Irish entity, including UK, Irish and Luxembourg advice, FCA applications and re-papering of all client documentation including managing the foreign registrations of most of the bank’s clients in Europe, which were marketed in 50 jurisdictions globally
- asset management companies on regulatory attitudes of financial services regulators to blockchain and crypto assets across 100 jurisdictions
- a European financial services regulator with obtaining advice on setting up a sandbox (sometimes also referred to as a “Reglab” or “incubator”), in seven jurisdictions
- a number of financial institutions on change of control requirements, including making the relevant filings, most recently a global investment management company in 52 countries
“The team has been professional, prompt, and knowledgeable in assisting us to connect with outside counsel abroad and obtain opinions to conduct business in the desired countries. I have full confidence in the team’s ability to handle our requests, and they do so by providing exceptional client service. I would strongly recommend their services to other firms.”
“The turnaround times are excellent. The level of detail is exactly as we require, neither too much nor too little. Our requests are fully met and the response is well structured. They provide full project management around the projects to give us the confidence that everything is on track and deadlines are met.”