FINRA Reevaluates Its Office Categories

People and technology concept - High angle view of an artist drawing something on graphic tablet at the office.People and technology concept - High angle view of an artist drawing something on graphic tablet at the office.

FINRA Reevaluates Its Office Categories

April 15, 2025

United States
United States
United States

ThinkAdvisor

Partner Ben Marzouk speaks with ThinkAdvisor about FINRA’s recent request for comments on its rules that address the evolving hybrid work environment for broker-dealers, including how to amend its office categories.

The notice, which requests comments by June 13, asks for "specific comments on how [FINRA's] office supervision rules could be more effectively streamlined, especially in light of recent technological developments that have created a more remote and hybrid workforce," Ben said.

 "FINRA’s reevaluation of their office categories, and so soon after their launch of the remote inspection pilot and residential supervisory location rules, reflects FINRA’s continued reevaluation of their branch office rules with a goal of modernizing the entire FINRA rulebook." 

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Services

Industries

Key contacts

benmarzouk@eversheds-sutherland.com

Ben Marzouk

Partner

Washington, DC, United States

Latest Insights

Latest News

Latest Events

Generic building in front of sun (1)

legal updates

June 03, 2026

Global Life Sciences & Healthcare Bulletin

glass facade building reflection blue sky modern corporate architecture

legal updates

June 03, 2026

Commercially Connected shorts - 3 June 2026

shopping district

legal updates

May 29, 2026

Consumer Lens - Session 1 | The Rise of European Class Actions

Business meeting close up discussing data

podcasts and webcasts

May 29, 2026

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.