FINRA Forward: A New Direction?

abstract picture of a white buildingabstract picture of a white building

FINRA Forward: A New Direction?

November 15, 2025

United States
United States
United States
The Investment Lawyer

Senior Counsel Ethan Corey and Associate Jose Gerez discuss “FINRA Forward”, a strategic initiative introduced in April 2025 by the Financial Industry Regulatory Authority (FINRA) under the leadership of its President and CEO Robert Cook.

Ethan and Jose discuss how this initiative seeks to modernize rules, strengthen compliance, and tackle cybersecurity risks—with the aim to make FINRA a more agile, effective, and responsive self-regulatory organization. They delve into the initiative’s significance and its potential impact for member firms and investors and the future of financial regulation.

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Services

Industries

Key contacts

ethancorey@eversheds-sutherland.com

Ethan D. Corey

Senior Counsel

Washington, DC, United States

josegerez@eversheds-sutherland.com

Jose L. Gerez

Associate

New York, United States

Latest Insights

Latest News

  • client news
  • firm news
  • firm news
  • client news

Latest Events

shopping district

legal updates

May 29, 2026

Consumer Lens - Session 1 | The Rise of European Class Actions

Business meeting close up discussing data

podcasts and webcasts

May 29, 2026

Pay-Transparency-Waterdroplets-on-glass

legal updates

May 28, 2026

Financial district skyscrapers glass high-rise buildings urban skyline

legal updates

May 27, 2026

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.