The Securities Compliance Podcast: “Analyzing FINRA Remote Supervision | Compliance in Context”

The Securities Compliance Podcast: “Analyzing FINRA Remote Supervision | Compliance in Context”

May 14, 2024

United States
United States
United States

The Securities Compliance Podcast, Season 5, Episode 7

Eversheds Sutherland Partner Ben Marzouk and Senior Associate Andrew Mount are featured guests on The Securities Compliance Podcast: Compliance In Context podcast to discuss how broker-dealers are navigating the challenges of remote work and FINRA’s new remote office rules.

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benmarzouk@eversheds-sutherland.com

Ben Marzouk

Partner

Washington, DC, United States

andrewmount@eversheds-sutherland.com

Andrew T. Mount

Counsel

New York, United States

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