Best of NSCP Currents 2024

Congratulations to Partner Brian Rubin and Counsel Andrew Mount for having the following two articles selected out of only five for the “Best of NSCP Currents in 2024”:

• The New Age of Branch Office Inspections – Co-Written by Andrew Mount

• A B C, Easy as 1 2 3: Acronyms and Initialisms in the Securities Industry – Written by Brian Rubin 

Each year, the National Society of Compliance Professionals (NSCP) recognizes articles published in its premier journal, NSCP Currents, that cover key securities industry topics and provide valuable insights about important legal and compliance developments.

Andrew’s article explains the supervision of remote offices under FINRA’s new rules, while Brian’s article provides a primer on acronyms and initialisms used in the securities industry.

This is the fifth year in a row Brian’s work has been recognized by NSCP for his ability to create high-level articles and practical resources!